Compliance, Efficiency & AutomationHGV & PSV operators · England & Scotland
0113 534 8006  ·  support@theftc.co.uk
Case Study

From critical risk to DVSA-ready in 24 weeks

A 15-year HGV operator with a Transport Manager 'in name only', fragmented maintenance and no tachograph control. Here is how FTC restored licence governance in six months.

A long-established HGV operator — 15-plus years in business, running six vehicles — came to us in a precarious position. Their External Transport Manager was in place "in name only", with no current CPC, no refreshers and no site visits. Maintenance was fragmented, there was no tachograph control, and vehicles were operating off-licence from an unlisted operating centre. The operator was at real risk of a Public Inquiry. New leadership was determined to fix it fast and sustainably, so we delivered a 12-week remediation and 12-week embedding plan.

The outcome in numbers

  • 24 weeks total — 12 weeks core remediation, 12 weeks embedding and KPIs
  • 100% of PMIs on time, reviewed and signed off
  • DVSA-ready status with a clear six-month improvement trend
  • Licence governance restored — ETM, vehicles and operating centres corrected

The starting position

The picture at outset was critical:

  • External TM "in name only" for around 15 years on grandfather rights — no CPC, no refreshers, no site visits
  • PMIs ad-hoc and non-compliant, with no PMI reviews or sign-off
  • No tachograph downloads or analysis; infringements unmanaged
  • No driver licence checks, CPC records or recall checks
  • Vehicles operating off-licence; an additional operating centre not listed
  • No written policies for loading, VOR, tyres and wheels, wheel security and more

Objectives

We agreed clear targets with the new leadership team: stabilise to the legal minimum within 12 weeks; appoint a qualified External Transport Manager and secure a Period of Grace; implement robust systems and evidence across all core areas; and reach DVSA-ready status with a demonstrable improvement curve. The CEO's commitment to fixing compliance quickly and sustainably was central to the plan's success.

Tooling and evidence

Sustainable compliance needs the right tools. We deployed digital walkarounds and defect close-out via DDIR, our free PMI Review and Sign-Off process plus an RBT policy, a tachograph download and analysis platform, driver licence checks (photocard, CPC and tacho card), vehicle recall checks with an audit trail, and a board-ratified policy suite with a training matrix.

The 12-week remediation plan

WeeksFocusActions
1–2GovernanceSecure Period of Grace; appoint qualified ETM with a visit cadence; correct licence entries (vehicles, OCs, TM)
3–5MaintenancePMI calendar discipline; PMI review and sign-off live; RBT scheduling; VOR and defect escalation policy
6–8TachographRoutine downloads (drivers and vehicles); analysis dashboards; infringement debrief workflow and sign-offs
9–10Driver and fleetLicence-checking cadence; recall checks and evidence trail; records centralised and auditable
11–12Policies and trainingPolicy suite across five core areas; toolbox talks and refresher training; training matrix and renewal triggers

Outcomes (weeks 13–24)

The embedding phase turned fixes into habits. By week 24 the operator had achieved 100% on-time PMIs with documented reviews and sign-offs, routine tachograph downloads and analysis with infringements debriefed, fully restored licence governance, an implemented policy suite with live training evidence, and DVSA-ready status backed by a clear six-month improvement trend.

"FTC gave us a clear plan and the tools to execute it. In six months we went from firefighting to a system we trust." — CEO (anonymised)

Need a similar turnaround?

We offer confidential advice and rapid mobilisation for operators facing DVSA scrutiny or Public Inquiry risk. If your operation needs to move from critical risk to inspection-ready, speak to a transport consultant — or explore our consultancy services.

FAQs

Frequently asked questions

What is a Period of Grace?+
A Period of Grace is time the Traffic Commissioner can allow an operator to remedy a deficiency — for example, the loss of a Transport Manager — without immediately losing the licence. Securing one was a critical first step in this turnaround, giving the operator room to appoint a qualified ETM and stabilise.
How long does a compliance turnaround take?+
In this case, 24 weeks: 12 weeks of core remediation to reach the legal minimum, followed by 12 weeks embedding systems and KPIs to make the improvements stick. Timescales vary with the severity of the issues and the operator's commitment, but a structured plan is essential.
What does 'DVSA-ready' mean?+
It means the operation has robust, evidenced systems across maintenance, tachograph, driver and policy areas — with a demonstrable improvement trend — so it could confidently withstand a DVSA inspection or investigation. It is the difference between firefighting and a system you can trust.
Can FTC help if I'm already facing DVSA scrutiny?+
Yes. We provide confidential advice and rapid mobilisation for operators facing DVSA scrutiny or Public Inquiry risk. The sooner you engage us, the more evidence of improvement we can build before any hearing. Contact us to discuss your situation.
Get in touch

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